Vcs Venture Securities

Broker Joseph Fallarino in Vcs Venture Securities Firm Has Customer Complaint

January 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Fallarino (Fallarino), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Fallarino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,133.13 on September 22, 2021.

CHURNING FOR COMMISSIONS AND QUANTITATIVE UNSUITABILITY (FRAUD) RULES 2111 AND SECTION 17(a) OF THE SECURITIES ACT OF 1933, SECTION 10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 10b-5,QUALITATIVE AND QUANTITATIVE UNSUITABILITY (RULE 2111), BREACH OF FIDUCIARY CONTRACT AND IMNPLIED COVENANT OF GOOD FAITH AND FAIR DEALING, NEGLIGENT MISREPRESENTATION AND OMISSIONS, STANDARDS OF COMMERCIAL HONOR AND PRINCIPLES OF TRADE (RULE2010).

There are Recent Customer Complaints with Broker Dwayne Bullen in Firm Vcs Venture Securities

January 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dwayne Bullen (Bullen), previously associated with Vcs Venture Securities, has at least 3 disclosable events. These events include 2 customer complaints, one regulatory event, alleging that Bullen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on July 12, 2022.

Respondent Bullen failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.

There are Recent Customer Complaints with Broker Peter Mirenda in Firm Vcs Venture Securities

December 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Mirenda (Mirenda), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Mirenda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on January 03, 2022.

Alleged excessive, unsuitable and unauthorized trades.

Broker Adam Maggio in Vcs Venture Securities / Joseph Stone Capital L.l.c. Firm Has Customer Complaint

December 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Maggio (Maggio), currently associated with Vcs Venture Securities / Joseph Stone Capital L.l.c., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Maggio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,087,663.24 on January 03, 2022.

Churning, negligence and unsuitability, failure to supervise, unauthorized trading, breach of fiduciary duty, breach of contract, unjust enrichment, negligent misrepresentation and omissions, lost opportunity damages, and punitive damages.

There are Recent Customer Complaints with Broker Peter Mirenda in Firm Vcs Venture Securities

December 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Mirenda (Mirenda), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Mirenda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on January 03, 2022.

Alleged excessive, unsuitable and unauthorized trades.

Broker Adam Maggio in Vcs Venture Securities / Joseph Stone Capital L.l.c. Firm Has Customer Complaint

December 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Maggio (Maggio), currently associated with Vcs Venture Securities / Joseph Stone Capital L.l.c., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Maggio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,087,663.24 on January 03, 2022.

Churning, negligence and unsuitability, failure to supervise, unauthorized trading, breach of fiduciary duty, breach of contract, unjust enrichment, negligent misrepresentation and omissions, lost opportunity damages, and punitive damages.

There are Recent Customer Complaints with Broker Matthew Gates in Firm Vcs Venture Securities

November 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gates (Gates), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Gates recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on May 23, 2022.

Unsuitability and excessive trading

There are Recent Customer Complaints with Broker Matthew Gates in Firm Vcs Venture Securities

November 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gates (Gates), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Gates recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on May 23, 2022.

UNSUITABILITY AND EXCESSIVE TRADING

Broker Jonathan Miller in Vcs Venture Securities Firm Has Customer Complaint

October 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Miller (Miller), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $69,062.42 on December 22, 2022.

SUITABILITY AND CHURNING, BREACH OF FUDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE, MISREPRESENTATION AND OMISSION OF FACTS, AND LOST OPPORTUNITY AND PUNITIVE DAMAGES.

There are Recent Customer Complaints with Broker Rocco Maselli in Firm Vcs Venture Securities

July 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rocco Maselli (Maselli), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Maselli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on September 14, 2023.

VIOLATIONS OF FEDERAL SECURITIES LAWS, VIOLATION OF NEW YORK CONSUMER PROTECTION ACT, BREACH OF CONTRACT, COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE.