Vcs Venture Securities

There are Recent Customer Complaints with Broker Matthew Gates in Firm Vcs Venture Securities

November 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gates (Gates), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Gates recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on May 23, 2022.

Unsuitability and excessive trading

There are Recent Customer Complaints with Broker Matthew Gates in Firm Vcs Venture Securities

November 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gates (Gates), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Gates recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on May 23, 2022.

UNSUITABILITY AND EXCESSIVE TRADING

Broker Jonathan Miller in Vcs Venture Securities Firm Has Customer Complaint

October 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Miller (Miller), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $69,062.42 on December 22, 2022.

SUITABILITY AND CHURNING, BREACH OF FUDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE, MISREPRESENTATION AND OMISSION OF FACTS, AND LOST OPPORTUNITY AND PUNITIVE DAMAGES.

There are Recent Customer Complaints with Broker Rocco Maselli in Firm Vcs Venture Securities

July 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rocco Maselli (Maselli), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Maselli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on September 14, 2023.

VIOLATIONS OF FEDERAL SECURITIES LAWS, VIOLATION OF NEW YORK CONSUMER PROTECTION ACT, BREACH OF CONTRACT, COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE.

Broker Joseph Audia in Vcs Venture Securities Firm Has Customer Complaint

June 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Audia (Audia), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Audia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $350,000.00 on November 09, 2023.

CHURNING, NEGLIGENCE & UNSUITABILITY, UNAUTHORIZED TRADING, BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, UNJUST ENRICHMENT, NEGLIGENT MISREPRESENTATION AND OMISSIONS, LOST OPPORTUNITY DAMAGES AND PUNITIVE DAMAGES. THE CLAIMANT’S STATEMENT OF CLAIM AS PREPARED BY CLAIMANT’S COUNSEL DOES NOT PROVIDE DATES WHEN THE ACTIVITIES TOOK PLACE.