Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vaden Shasteen (Shasteen), previously associated with Nobles & Richards, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shasteen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,676,900.00 on October 09, 2025.
Claims unsuitable recommendations