UBS FINANCIAL SERVICES INC.

Broker Anibal Drelichman in UBS Financial Services Inc. Firm Has Customer Complaint

February 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anibal Drelichman (Drelichman), currently associated with UBS Financial Services Inc., has at least one disclosable event. These events include one customer complaint, alleging that Drelichman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $115,680.00 on November 09, 2024.

The client alleged she was charged fees (i.e., commissions) that were not disclosed to her in 2024. On December 8, 2024, the client submitted further allegations that unauthorized trading had taken place in her account in January 2024.

Broker Michael Lipschutz in UBS Financial Services Inc Firm Has Customer Complaint

January 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lipschutz (Lipschutz), previously associated with UBS Financial Services Inc, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lipschutz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,281,000.00 on December 17, 2024.

Time frame: 2024 Claimants, through counsel, allege that the former UBS advisor improperly invested all of their assets on a highly speculative trading platform that was not authorized by UBS, which resulted in heavy losses.

UBS Financial Services Inc. Broker William Meador Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Meador (Meador), currently associated with UBS Financial Services Inc., has at least one disclosable event. These events include one customer complaint, alleging that Meador recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on November 01, 2024.

Time frame: 2008 and 2022. Claimants allege that account used to collateralize a line of credit was unsuitably allocated in equities. Claimants further allege that the overall investment strategy was not in their “Best Interest”.