Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Randall (Randall), currently associated with U.S. Brokerage, INC., has at least one disclosable event. These events include one customer complaint, alleging that Randall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,000.00 on April 01, 2023.
Customer, [REDACTED], had POA over mother’s account ([REDCATED]) and requested account liquidated (1 stock). Due to delay in receiving legal documents because of US Brokerage email issues and unforeseen family medical issues with my mother her instructions were delayed being executed because of my inaction. DEC 22 1st contact, Mar 23 STOCK SOLD AND CHECK CUT. Micron Stock declined in value approx $11k. Reached settlement with POA [REDACTED] for $10,000 MAY 24