U.S. BanCorp Investments

There are Recent Customer Complaints with Broker Craig Zimmerman in Firm U.S. Bancorp Investments, INC.

September 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Zimmerman (Zimmerman), currently associated with U.S. Bancorp Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Zimmerman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $700,000.00 on April 06, 2023.

Claimant alleged that RR recommended an unsuitable investment strategy and did not disclose all materials facts associated with the strategy.

Broker Jason Kurtz in U.S. Bancorp Investments, INC. Firm Has Customer Complaint

August 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Kurtz (Kurtz), previously associated with U.S. Bancorp Investments, INC., has at least 2 disclosable events. These events include 2 regulatory events, alleging that Kurtz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on April 01, 2024.

Without admitting or denying the findings, Kurtz consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA related to a matter that originated from the submission of a Form U5 by his member firm disclosing that he was discharged for a violation of code of ethics and business conduct related to misuse of a personal bank account.

Broker Jerod Tilton in U.S. Bancorp Investments, INC. Firm Has Customer Complaint

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerod Tilton (Tilton), currently associated with U.S. Bancorp Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tilton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint with a damage request of $100,000.00 on June 20, 2023.

Customers allege that they received improper investment advice resulting in a loss to the value of their variable annuity.

There are Recent Customer Complaints with Broker Christopher Roberts in Firm U.S. Bancorp Investments, INC.

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Roberts (Roberts), currently associated with U.S. Bancorp Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Roberts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on February 26, 2025.

Customer alleges that the premium he was told was $18,000 short.

Broker Blake Mccoy in U.S. Bancorp Investments, INC. Firm Has Customer Complaint

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blake Mccoy (Mccoy), currently associated with U.S. Bancorp Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mccoy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on April 07, 2025.

Customer alleges the representative’s strategy lost him $20,000.00 so far.

Broker Mimi Park in U.s. Bancorp Investments, Inc. Firm Has Customer Complaint

April 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mimi Park (Park), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on March 19, 2025.

Customers allege they were injured by representative’s mismanagement of their invested funds.

There are Recent Customer Complaints with Broker Luke Brooks in Firm U.s. Bancorp Investments, Inc.

April 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Brooks (Brooks), previously associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Brooks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on July 31, 2024.

Respondent Brooks failed to respond to FINRA requests for information.

There are Recent Customer Complaints with Broker Kevin Reed in Firm U.s. Bancorp Investments, Inc.

March 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Reed (Reed), previously associated with U.s. Bancorp Investments, Inc., has at least 2 disclosable events. These events include one customer complaint, one regulatory, alleging that Reed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $135,000.00 on March 04, 2025.

Client alleges financial advisor did not fully explain the risks and tax impact associated with the investment recommendation

There are Recent Customer Complaints with Broker John Grosshans in Firm U.s. Bancorp Investments, Inc.

February 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Grosshans (Grosshans), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Grosshans recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,000.00 on December 24, 2024.

Customer alleges that two transactions were executed on his behalf, which he believes to be inappropriate given his investment objectives.

There are Recent Customer Complaints with Broker Matthew Patrick in Firm U.s. Bancorp Investments, Inc.

February 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Patrick (Patrick), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Patrick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $700,000.00 on April 06, 2023.

Claimant alleged that RR recommended an unsuitable investment strategy and did not disclose all materials facts associated with the strategy.