Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brooke Bordner (Bordner), currently associated with U.S. Bancorp Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bordner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $384,370.00 on March 20, 2023.
Complaint alleges failure to timely follow instructions with regard to third-party’s request to change power of attorney resulting in financial loss.