Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Twyla Youngblood (Youngblood), previously associated with Infinex Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Youngblood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on July 24, 2023.
Claimant is seeking estimated total damages between $75,000.00 – $125,000.002, including compensatory damages, as well as any other additional damages as this Panel May see fit, including improper fees, costs, and other expenses, plus interest, and costs, due to Respondent’s negligent, improper conduct, breach of contract, breach of fiduciary duty, negligence, negligent supervision, and violation of applicable laws and industry rules.