Truist Investment Services

There are Recent Customer Complaints with Broker Jose Lopera Guevara in Firm Truist Investment Services, INC.

June 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jose Lopera Guevara (Lopera Guevara), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lopera Guevara recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on January 22, 2024.

Client alleges representatives made unsuitable recommendations.

There are Recent Customer Complaints with Broker Manuel Fernandez in Firm Truist Investment Services, INC.

June 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Fernandez (Fernandez), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on February 27, 2024.

Clients allege high risk and unsuitable recommendations.

There are Recent Customer Complaints with Broker Drew Nickle in Firm Truist Investment Services, INC.

June 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Nickle (Nickle), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nickle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 06, 2024.

Client alleges the representative failed to follow instructions regarding placing an equity trade on November 20, 2023.

Broker Sidhant Nanda in Truist Investment Services, INC. Firm Has Customer Complaint

May 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sidhant Nanda (Nanda), previously associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nanda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on March 11, 2024.

Customer alleges advisor made poor recommendation to client that resulted in negative financial impact .

There are Recent Customer Complaints with Broker T Thompson in Firm Truist Investment Services, INC.

May 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Thompson (Thompson), previously associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 10, 2025.

Client was concerned that their account was losing money during times of economic growth based on representatives’ advice.

Broker Stephen Berrocal in Truist Investment Services, INC. Firm Has Customer Complaint

May 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Berrocal (Berrocal), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Berrocal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on April 29, 2024.

Clients allege unsuitable recommendations and misrepresentations regarding investments in Northstar fixed annuities in May 2014.

There are Recent Customer Complaints with Broker Eric Johnson in Firm Truist Investment Services, INC.

May 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Johnson (Johnson), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,000.00 on June 03, 2024.

Customer emailed instructions to invest funds. Advisor did not act upon emailed trade instructions. Client indicated the failure to invest the funds as requested resulted in $8,000 loss.

There are Recent Customer Complaints with Broker Michael Perez in Firm Truist Investment Services, INC.

April 26, 2025 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Michael Perez (Perez), currently employed by Truist Investment Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Perez’s most recent customer complaint alleges that Perez recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,480.00 on June 25, 2024.

Client alleges misrepresentation of structured product purchased on 4/26/2022.

Broker T Thompson in Truist Investment Services, Inc. Firm Has Customer Complaint

March 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Thompson (Thompson), previously associated with Truist Investment Services, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 12, 2025.

Client alleges the representative mishandled his account and provided poor advice that resulted in the account underperforming.

There are Recent Customer Complaints with Broker Ignacio Tejera in Firm Truist Investment Services, Inc.

March 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ignacio Tejera (Tejera), currently associated with Truist Investment Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Tejera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on September 10, 2024.

Client alleges high risk and unsuitable recommendations – Northstar.