Articles Tagged with Truist Investment Services

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Thompson (Thompson), previously associated with Truist Investment Services, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 02, 2025.

Client alleges that their accounts were mismanaged and moved to cash without their consent resulting in financial damage.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luis Mendoza (Mendoza), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mendoza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 06, 2022.

Client alleges the terms of the callable fixed rate note purchased on October 28, 2019 were misrepresented. The client liquidated the CD on October 13, 2022.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stuart Huckin (Huckin), previously associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Huckin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $21,000.00 on April 17, 2023.

Customer alleges advisor did not place trade as instructed.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yanette Sullivan (Sullivan), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sullivan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $110,000.00 on July 18, 2025.

Client alleges that representative purchased an immediate annuity that was unsuitable and without a death benefit.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Thompson (Thompson), previously associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 27, 2025.

Client states they have concerns regarding the management of their account by former representative.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Thompson (Thompson), previously associated with Truist Investment Services, INC., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 22, 2025.

Client alleges her money was mismanaged.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christiana Webb (Webb), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Webb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on August 31, 2023.

Client alleges, inter alia, that her accounts were not managed in her best interests 2021-2023

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Acie Hylton (Hylton), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hylton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 30, 2023.

Client alleges the investment was misrepresented and that they expected a fix rate of return when they agreed to the investment on July 30 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Cohen (Cohen), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cohen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 27, 2023.

Client alleges the investment was unsuitable.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Alger (Alger), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Alger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on December 07, 2023.

Client alleges representative made an unsuitable recommendation in intermediate and long-term-bond funds in October of 2020.

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