Articles Tagged with Trident Partners Ltd.

Broker Gabriel Tessar in Trident Partners Ltd. Firm Has Customer Complaint

May 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gabriel Tessar (Tessar), currently associated with Trident Partners Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Tessar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2024.

Customers allege that an investment made during the period of 2012-2014 were inappropriate for the customers investment objectives and risk tolerance.

There are Recent Customer Complaints with Broker Neil Okun in Firm Trident Partners Ltd.

April 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Okun (Okun), currently associated with Trident Partners Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Okun recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on August 28, 2024.

Claimants alleges, inter alia, that the trading strategy implemented in the clients’ account was not in their best interest 2019-2024