Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Tran Luong (Luong) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Luong was employed by LPL Enterprise, LLC at the time of the activity. If you have been a victim of Luong’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $19,000.00 on June 14, 2021.
Customer Alleges misappropriation and misrepresentation via non-genuine signatures.