Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tony Hodge (Hodge), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hodge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 26, 2022.
Breach of fiduciary duty, negligence, misrepresentation. Dates are from 2014-2015