Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Wurth (Wurth), currently associated with Farmers Financial Solutions, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wurth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $21,041.00 on April 11, 2022.
Customers allege that an Equitable Life Insurance Company service representative provided incorrect information to the registered representative, which resulted in significant taxes and penalties to the customers for a withdrawal that they took from their variable annuity contract in 2021.