Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Kalish (Kalish), previously associated with Mcdonald Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kalish recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 09, 2023.
This claim pertains to the Claimant’s purchase of GWG L-bonds on 3/27/2019. Claimant alleges, among other things, misrepresentation and omission of material information by the RR and unsuitable investment recommendation by the RR.