Ting Chen

Currently financial advisor Ting Chen (Chen), currently employed by brokerage firm Landolt Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,180,140.98 on August 28, 2025.

Plaintiff alleges negligence, breach of fiduciary duty, and misrepresentation relating to two private placement investments made in 2018 which have underperformed.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ting Chen (Chen), currently associated with Landolt Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Chen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 18, 2024.

Almost 3 years following GWG Holdings Inc. filing for Chapter 11 bankruptcy protection, the customer is now alleging that his L bond purchase from November 2020 was unsuitable

Articles Tagged with Ting Chen

There are Recent Customer Complaints with Broker Ting Chen in Firm Landolt Securities, INC.

Broker Ting Chen in Landolt Securities, Inc. Firm Has Customer Complaint