Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tina Haines Anglin (Haines Anglin), currently associated with Navy Federal Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Haines Anglin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,290.00 on April 11, 2024.
[REDACTED] met with Advisor Tina Haines-Anglin about converting her savings bonds to a 529. [REDACTED]claims that the advisor did not discuss the tax consequences of such transaction and did not tell her to speak with her tax counsel. As a result of the transaction, [REDACTED] had a $7,290 tax liability. [REDACTED] executed a release of claims and has been reimbursed this amount by Navy Federal Investment Services.