Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Myers (Myers), currently associated with Usca Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Myers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 01, 2022.
Clients asserted breach of fiduciary duty claim against firm in connection with an investment in an oil and gas partnership in June 2014.