Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Glaser (Glaser), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Glaser recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $93,956.00 on November 24, 2020.
Customer complaint received alleging Mr. Glaser failed to follow instructions with respect to the sale of two positions within a managed account.