Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Corbett (Corbett), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Corbett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 30, 2020.
Customer alleges the three separate Variable Annuity policies she purchased between March 2016 and July 2016 did not accurately identify her liquid assets and net worth.