Tigress Financial Partners

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Olivier Gillier (Gillier), previously associated with Tigress Financial Partners, LLC, has been subject to at least 2 disclosable events. These events include one customer complaint, one regulatory event. Several of those complaints against Gillier concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,100,000.00 on July 02, 2025.

Claimant alleges misconduct from 12/2017 to 8/2022 for Suitability, Excessive Trading, Unauthorized Trading, Churning and Failure to Supervise.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lily Li (Li), currently associated with Tigress Financial Partners, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Li recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on April 17, 2025.

Client alleges investment is not suitable despite the Firm not soliciting this investment. Client invested from 7/2019 to 10/2019 from which she received many interest payments and benefits.

Articles Tagged with Tigress Financial Partners

Broker Olivier Gillier in Tigress Financial Partners, LLC Firm Has Customer Complaint

There are Recent Customer Complaints with Broker Lily Li in Firm Tigress Financial Partners, LLC