Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Scheiman (Scheiman), currently associated with Independence Capital Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Scheiman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 20, 2025.
Registered representavie Jeffrey Rocheck invested customers in a non existing Real Estate 2017 to 04/2024