Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Olander (Olander), previously associated with Dougherty & Company LLC, has at least one disclosable event. These events include one customer complaint, alleging that Olander recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $225,000.00 on February 21, 2022.
Trustee alleges that the former registered representative made unsuitable investments for the account.