Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Justice (Justice), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Justice recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 18, 2025.
Suitability and breach of fiduciary duty.