Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Johnson (Johnson), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one tax lien, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on January 23, 2025.
Respondent Johnson failed to respond to FINRA requests for information.