Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Forest (Forest), currently associated with First Heartland Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Forest recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 27, 2025.
Customer alleges various misrepresentations during the solicitation of indexed universal life insurance.