Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Branchini (Branchini), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Branchini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $175,000.00 on January 26, 2024.
The client alleges negligence as she requested the rep make the four children contingent beneficiaries, not primary beneficiaries. She also alleges the rep continued to inform her that she was the beneficiary of the policy after the change was recorded.