Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Bonik (Bonik), previously associated with Ntb Financial Corporation, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Bonik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on May 11, 2021.
Respondent Bonik failed to respond to FINRA request for information.