Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Barbaccia (Barbaccia), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barbaccia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $44,000.00 on January 23, 2024.
Claimant alleges the RR recommended an unsuitable REIT investment in 2014.