Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theodore Hawrylak (Hawrylak), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hawrylak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,896.32 on October 25, 2022.
Customer alleges that she would not have purchased a Variable Annuity in February 2021 if she had been aware of the surrender period and surrender charge. Customer seeks a refund of premiums paid without surrender charges.