Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theodore Byrer (Byrer), previously associated with International Assets Advisory, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Byrer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 01, 2024.
Claimant Alleges, inter alia, unsuitability with respect to investments – January 2019 through August 2022