Articles Tagged with the Huntington Investment Company

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Emily Rush (Rush), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Rush recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,309.52 on November 23, 2022.

Client alleged that she was never told her account could lose value, that she was entering into a contract, or that her funds would not be accessible to her for the next seven years. Activity date 08/25/2022-08/25/2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Merola (Merola), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Merola recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $34,178.00 on April 05, 2023.

Client alleges that the tax consequences of surrendering her variable annuity to fund a managed account were misrepresented and that the product exchange was unsuitable. Alleged activity date was for 3/20/2020.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derek Taylor (Taylor), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on July 13, 2023.

Client alleges that the advisor’s recommendation to invest in a REIT was unsuitable. The allegation activity date was 3/15/2023.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Casale (Casale), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Casale recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on February 05, 2025.

Client alleged that the advisor did not disclose the tax consequences of withdrawing funds from their IRA account.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Christman (Christman), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Christman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,000.00 on December 16, 2024.

Client stated she is unhappy that she was advised to invest in a market-linked certificate of deposit (CD), as the current market value has declined, and she requested a return of the principal amount invested.

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