Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thad Bisselle (Bisselle), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bisselle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on December 21, 2022.
CLAIMANT ALLEGES SHE WAS RECOMMENDED UNSUITABLE INVESTMENTS INToGWG L BONDS IN 2019