Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kirk Gill (Gill), previously associated with Taylor Capital Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Gill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $238,316.00 on September 17, 2020.
Clients’ attorney alleged unsuitability with respect to energy security investments – December 2013 through March 2016.