Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tatyana Bunich (Bunich), currently associated with Independent Financial Group, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Bunich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $149,000.00 on March 31, 2021.
Around 2015 [redacted] came to tatyana bunich seeking investment advice. [redacted] alleges that ms. Bunich advised her to invest exclusively in reits and alternative investments. [redacted] alleges that ms. Bunich violated finra rule 2110, 2111, negligence, misrepresentations and omissions of material facts and breach of fiduciary duty