Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tasha Coleman (Coleman), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Coleman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,914.00 on November 29, 2023.
Customers allege that the terms of the certificates of deposit were misrepresented.