Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Calvert (Calvert), currently associated with Synovus Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Calvert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,587.12 on July 18, 2025.
Clients’ heirs claim their father received an unsuitable recommendation to purchase an immediate annuity on or about February 23, 2024. The client received two annuity payments before passing away on May 16, 2024. At the time of his death, all future monthly annuity payments were terminated.