Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stuart Huckin (Huckin), previously associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Huckin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $21,000.00 on April 17, 2023.
Customer alleges advisor did not place trade as instructed.