Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Morrison (Morrison), previously associated with Stillpoint Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,000,000.00 on January 09, 2025.
Customer alleges misuse of power of attorney to sell/manage client/operate fund assets, embezzling and misuse of customer assets, charging of unauthorized fees, breach of contract, and negligence.