Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Roberson (Roberson), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roberson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 01, 2022.
Customer alleges the Variable Annuity policy he purchased in November 2021 is not categorized for his age group.