Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Pusterla (Pusterla), previously associated with Tsg Capital Advisors, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Pusterla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 01, 2025.
Respondent Pusterla failed to respond to FINRA requests for information.