Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Steven Meyer (Meyer), currently associated with IBN Financial Services, INC., has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Meyer concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $67,000.00 on July 19, 2021.
Between June 2015 and July 2017, client alleges fraud, excessive trading, unauthorized trading, breach of fiduciary duty, unsuitable transactions, negligence and unjust enrichment.