Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Jennings (Jennings), currently associated with D.h. Hill Securities, Lllp, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Jennings recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on June 29, 2021.
Suitability