Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Busto (Busto), currently associated with PHX Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Busto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $83,045.00 on September 09, 2022.
During the timeframe of 06/ 26/2021 thru 07/23/202.