Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Brundage (Brundage), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brundage recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,212,685.00 on September 17, 2025.
Claimants allege that from January 2017 through September 2023 they suffered substantial losses due to Respondents’ strategy including concentrating Claimants’ accounts in mutual funds, market-timing, and purchasing two proprietary variable annuities.