Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Baumrucker (Baumrucker), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baumrucker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on May 16, 2022.
The Statement of Claim alleges the financial professional recommended an investment that was unsuitable for\, his customer.