According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Alfano (Alfano), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alfano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $12,762.88 on June 26, 2025.
Client alleged the rep switched her policy without authorization.
Securities Lawyers Blog

