Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Hannah (Hannah), previously associated with Citizens Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hannah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on April 14, 2021.
Client alleges that he was lied to concerning his managed wrap account investment. He further states that when he liquidated the account, he received $15,000.00 less than he was informed by the trade desk that he would receive.