Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stefan Sikorski (Sikorski), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sikorski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 09, 2021.
Claimant alleges RR’s recommendation to purchase a life insurance policy in 2020 was unsuitable and misrepresented the benefits and guarantees of the product.