Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Spencer Miller (Miller) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Miller was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated at the time of the activity. If you have been a victim of Miller’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint on December 07, 2023.
The claimant alleges misappropriation and unsuitable investments from 2015 to 2023.