Skystone Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Parks (Parks), currently associated with Skystone Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Parks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on April 25, 2025.

Claimant’s financial advisor, Stephen Glover Parks (‘Parks’), recommended a wholly unsuitable investment strategy to the Claimant. Specifically, Claimant was solicited to invest in two speculative, alternative investments which were unsuitable for him, but which generated substantial revenue for Respondents. These conflicted recommendations were wholly unsuitable for Claimant, were misrepresented to Claimant, and Respondents failed to\, conduct appropriate due diligence prior to selling at least one of them. As a result of these recommendations, Claimant lost substantial funds which cannot be recovered outside of this arbitration.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rosser Newton (Newton), currently associated with Skystone Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Newton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on April 25, 2025.

Claimant’s financial advisor, Stephen Glover Parks (‘Parks’), recommended a wholly unsuitable investment strategy to the Claimant. Specifically, Claimant was solicited to invest in two speculative, alternative investments which were unsuitable for him, but which generated substantial revenue for Respondents. These conflicted recommendations were wholly unsuitable for Claimant, were misrepresented to Claimant, and Respondents failed to conduct appropriate due diligence prior to selling at least one of them. As a result of these recommendations, Claimant lost substantial funds which cannot be recovered outside of this arbitration.

Articles Tagged with Skystone Securities

There are Recent Customer Complaints with Broker Stephen Parks in Firm Skystone Securities, LLC

There are Recent Customer Complaints with Broker Rosser Newton in Firm Skystone Securities, LLC